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10.01. 22:25 Statement on the Approval of Spot Bitcoin Exchange-Traded Products SEC Statements

10.01. 22:24 Out, Damned Spot! Out, I Say![1]: Statement on Omnibus Approval Order for List and Trade Bitcoin-Based Commodity-Based Trust Shares and Trust Units SEC Statements

10.01. 22:23 Statement Dissenting from Approval of Proposed Rule Changes to List and Trade Spot Bitcoin Exchange-Traded Products SEC Statements

10.01. 22:22 Statement Regarding the Commission’s Approval of Proposed Rule Changes to List and Trade Shares of Spot Bitcoin Exchange-Traded Products SEC Statements

10.01. 18:30 SEC Charges Global Software Company SAP for FCPA Violations SEC

05.01. 18:30 SEC Appoints Stacey Bowers as Small Business Advocate SEC

03.01. 22:15 SEC Charges Florida Real Estate Developer Rishi Kapoor with Perpetuating $93 Million Fraud Scheme and Obtains Emergency Relief SEC

03.01. 18:35 Mark Uyeda Sworn in for Second Term as SEC Commissioner SEC

22.12.23 19:30 Dean C. Metry Named Chief Administrative Law Judge at SEC SEC

22.12.23 16:55 BarnBridge DAO Agrees to Stop Unregistered Offer and Sale of Structured Finance Crypto Product SEC

22.12.23 15:56 SEC Awards More Than $28 Million to Seven Whistleblowers SEC

22.12.23 14:45 SEC Charges UAE-Based Brooge Energy and Former Executives with Fraud SEC

19.12.23 23:23 SEC Charges Former CEO of Medical Device Startup Stimwave with $41 Million Fraud SEC

19.12.23 16:00 SEC Charges Tingo Mobile Founder, Three Companies with Massive Fraud and Obtains Emergency Relief SEC

15.12.23 17:05 SEC Issues Staff Report on Accredited Investor Definition SEC

15.12.23 16:16 Statement Regarding Denial of Petition for Rulemaking SEC Statements

15.12.23 15:14 Statement on the Denial of a Rulemaking Petition Submitted on behalf of Coinbase Global, Inc. SEC Statements

14.12.23 23:15 Cybersecurity Disclosure (Cybersecurity Disclosure Erik Gerding Director, Division of Corpor..) SEC Statements

14.12.23 22:45 SEC Small Business Advocacy Office Delivers Report to Congress on Capital Raising from Startups to Small Public Companies SEC

14.12.23 17:52 SEC Charges Titanium Capital and Founder Henry Abdo with Operating Ponzi Scheme SEC

14.12.23 15:19 Statement on Jury's Verdict in Trial of Mykalai Kontilai and Collectors Coffee Inc. SEC Statements

14.12.23 14:34 SEC Obtains Emergency Relief to Halt $191 Million Cattle Ponzi Scheme SEC

13.12.23 22:00 Credit Suisse Entities to Pay $10 Million for Providing Prohibited Mutual Fund Services SEC

13.12.23 19:20 SEC Approves 2024 PCAOB Budget and Accounting Support Fee SEC

13.12.23 17:50 SEC Adopts Rules to Improve Risk Management in Clearance and Settlement and Facilitate Additional Central Clearing for the U.S. Treasury Market SEC

13.12.23 16:10 Statement on PCAOB 2024 Budget (Statement on PCAOB 2024 Budget Gary Gensler, Chair, Securiti..) SEC Statements

13.12.23 16:09 Twenty Years, Forty %?: Statement on the 2024 Final Budget and Accounting Support Fee for the Public Company Accounting Oversight Board SEC Statements

13.12.23 16:08 Statement in Support of the PCAOB’s 2024 Budget SEC Statements

13.12.23 16:07 Statement on 2024 PCAOB Budget (Statement on 2024 PCAOB Budget Commissioner Mark T. Uyeda De..) SEC Statements

13.12.23 16:06 Robust Financial Reporting and Effective Gatekeepers: In Support of the PCAOB’s FY 2024 Budget SEC Statements

13.12.23 16:05 Statement on Final Rules Regarding Treasury Clearing SEC Statements

13.12.23 16:04 Careening Toward Clearing: Statement on Rules to Improve Risk Management in Clearance and Settlement and to Facilitate Additional Central Clearing for the U.S. Treasury Market SEC Statements

13.12.23 16:03 Statement on Adoption of Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule with Respect to U.S. Treasury Securities SEC Statements

13.12.23 16:02 Statement on Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule SEC Statements

13.12.23 16:01 The Treasury Market: Improving Transparency and Stability SEC Statements

07.12.23 19:55 Daniel R. Gregus, Director of the Chicago Regional Office, to Depart the SEC SEC

07.12.23 15:00 SEC Charges Five Unregistered Brokers, Four Companies in Widespread Pre-IPO Fraud Scheme SEC

06.12.23 22:10 Statement on the Fall 2023 Regulatory Agenda SEC Statements

05.12.23 16:15 SEC Office of the Investor Advocate Publishes Its Policy Recommendations on Mandatory Arbitration and Registered Index-Linked Annuities Research SEC

04.12.23 16:01 The Statement of Cash Flows: Improving the Quality of Cash Flow Information Provided to Investors SEC Statements

30.11.23 19:13 SEC Investor Advisory Committee to Examine Use of Complex Investment Products and Strategies by Self-Directed Investors and Discuss Practical Applications for Enhancing Financial Literacy at December 7 Meeting SEC

30.11.23 15:53 Statement on PCAOB Enforcement Actions Regarding China-based Firms SEC Statements

29.11.23 23:00 SEC Charges Phoenix-Area Real Estate Fund Adviser Jonathan Larmore with $35 Million Fraud SEC

29.11.23 22:00 SEC Names Kate E. Zoladz as Regional Director of Los Angeles Office SEC

27.11.23 21:30 SEC Adopts Rule to Prohibit Conflicts of Interest in Certain Securitizations SEC

27.11.23 15:31 Statement on Final Rule Prohibiting Conflicts of Interest in Securitizations SEC Statements

27.11.23 15:30 Unsettling End of an Era: Statement on Adoption of Rule Prohibiting Conflicts of Interest in Certain Securitizations SEC Statements

27.11.23 15:29 Statement on the Final Rule: Prohibition Against Conflicts of Interest in Certain Securitizations SEC Statements

27.11.23 15:28 Prohibiting Conflicts of Interest in ABS Securitizations SEC Statements

22.11.23 16:30 SEC Small Business Advisory Committee to Discuss the Accredited Investor Definition and the Role of Diversity in the Investment Process SEC

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